Lead, Investment Product Governance / Control
About Mox
Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox! The name Mox reflects the endless opportunities we can create, - Mobile eXperience; Money eXperience; Money X (multiplier), eXponential growth, eXploration… it’s all up for us to define together.
Why Mox
Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox.
Mox rewards you with an array of banking and lifestyle benefits. Who says banking can’t be fun?
Who are we looking for?
We are looking for a Lead, Investment Product Governance / Control reporting into the Head of Investment.
Responsibilities
- Review and facilitate the approvals of product programmes and ensure proper control is in place for all product lines.
- Coordinate the new product approval process for all investment products and ensure compliant to the corresponding product programme.
- Lead of the establishment of operating procedures for all investment products and services under management.
- Govern the conduct of investment product due diligence with adequate ongoing monitoring.
- Establish regulatory reporting procedures and ensure timely submission.
- Provide secretarial support in running the Wealth Forum and Investment Steering Committee.
- Monitor local and overseas regulation development closely and ensure the operational processes have the appropriate controls in place to satisfy related requirements.
- Develop post trade monitoring control framework.
- Act as Subject Matter Experts to support Product Owner in the development of new investment products and services.
Requirements
- Relevant experience in similar capacity.
- Hands on experience in investment product due diligence work.
- Experience in establishing investment product related control framework.
- Experience in running wealth management related forum or committees.
- Adept at managing and working with various key stakeholders.
- Strong understanding of investment products and the regulatory requirements.
- Bachelor’s degree in finance, business, or other related disciplines.
- Qualify as a SFC Responsible Office (RO) and HKMA Executive Office (EO) to supervise Type 1 regulated activities.
- Proficiency in PC applications such as Microsoft Office.
- Good written and oral communication in English.
- Strong presentation and interpersonal skills, with positive mindset.
To be eligible for internal referrals at Mox Bank, you must be referred by a full time permanent employee of Mox Bank.