Product Manager,Investment/ Product Governance/Control

We are currently looking for a Product Manager, Investment/ Product Governance/Control to join the Bank. You will be responsible for coordinating and leading the process of investment products.

  • Coordinate the new product approval process of all investment products and services and ensure compliance to the corresponding product program
  • Lead the establishment of operating procedures for all investment product and services under management
  • Lead the formulation of product due diligence, product risk rating, customer risk profiling and suitability assessment framework and related procedures
  • Lead the conduct of investment product due diligence and ongoing monitoring
  • Establish regulatory reporting procedures and ensure timely submission
  • Assist in formulating and provide secretarial support to related wealth/investment Committee
  • Monitor local and overseas regulations closely and ensure that operational processes have the appropriate controls in place to satisfy compliance and external regulatory/internal policy requirements.
  • Develop post trade monitoring control framework
  • Support the team in the development and management of investment product platforms
  • Act as Subject Matter Experts to support Product Owner in the development of new investment products/services.
  • Relevant experience in a similar capacity.
  • Adept at managing and working with various stakeholders.
  • Strong understanding of investment products and the regulatory requirements.
  • Hands on experience in investment product diligence work.
  • Open to challenge status quo and keen to uplift the banking experience for customers.
  • Strong presentation and interpersonal skills, with a positive mindset.
  • Good written and oral communication skills in English and Chinese.
  • Proficiency in PC applications such as Microsoft.
  • Qualify as an SFC Responsible Officer (RO) and a HKMA Executive Officer (EO) to supervise  Types 1 and 4 regulated activities within the bank and manage risks associated with the business.