Lead, Business Compliance Advisory

About Mox

Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox! The name Mox reflects the endless opportunities we can create, - Mobile eXperience; Money eXperience; Money X (multiplier), eXponential growth, eXploration… it’s all up for us to define together.

Why Mox

Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox.

Mox rewards you with an array of banking and lifestyle benefits. Who says banking can’t be fun?

Who are we looking for?

We are looking for a Lead, Business Compliance Advisory.

我想加入Mox隊員

職責範圍

  • Provide compliance advisory to business (covering Deposits, Lending, Payments) and/or support units on all relevant compliance issues, guide them to establish appropriate controls and procedures for their operations with due regard to all applicable Internal and regulatory requirements and to liaise with regulators.
  • Review and advise on the rules/ regulations/ consultation papers issued by regulatory authorities and ensure compliance on time.
  • Ensure the products and services offered by the Bank and operational processes are in compliance with internal requirements and the relevant local regulatory requirements.
  • Review new product/ service initiatives, marketing materials, incentive scheme, data privacy, outsourcing, customer complaints and liaise with regulators as necessary.
  • Review and update Compliance policies and standards and conduct periodic compliance assurance.
  • Handle and advise on regular submissions / ad-hoc surveys, regulatory information request / enquires / inspection, and liaise with regulators and coordinate appropriate responses to their queries.
  • Ensure prompt escalation of regulatory issues to management and incident reporting to regulators.
  • Prepare committee materials.

要求

  • University graduate or above in any discipline.
  • Minimum 7 years’ experience in the areas of compliance, preferably a regulatory compliance advisory role for retail banking.
  • Possess a comprehensive risk management mindset including compliance risk, financial crime risk, credit risk, fraud risk and operational risks, etc.
  • Good knowledge of laws and regulations applicable to banks relating to investment and insurance, good analytical skills and incident management experience.
  • Sound business acumen, able to make judgment independently with strong sense of ownership.
  • Excellent analytical skills and meticulous to details.
  • Above all, possess an “can-do” attitude and willing to challenge the status quo.